On September 10, 2025, the SEC announced that James J. Moloney has been named Director of the Division of Corporation Finance, effective in October. Among other things, Moloney will work to advance several of the rulemaking priorities outlined in the SEC’s Spring 2025 Regulatory Agenda (agenda), particularly those affecting public
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Corp Fin Updates CDIs on Beneficial Ownership Reporting
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On February 11, 2025, the SEC’s Division of Corporation Finance (Corp Fin) updated its Compliance and Disclosure Interpretations (CDIs) relating to Regulation 13D-G beneficial ownership reporting by revising Question 103.11 and issuing new Question 103.12.
In revised Question 103.11, Corp Fin expressed the view that a shareholder’s inability to…
Continue Reading Corp Fin Updates CDIs on Beneficial Ownership ReportingCorp Fin Publishes New CDIs on Clawback Rules – Addresses Cover Page Check Boxes
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On January 27, 2023, the SEC’s Division of Corporation Finance (Corp Fin) published four new Compliance and Disclosure Interpretations (CDIs) relating to the SEC’s recently adopted clawback rules. Please refer to our previous Client Alert for more information on the clawback rules. These new CDIs address what had been an outstanding question relating to upcoming disclosure obligations, as well as a few other clarifications.Continue Reading Corp Fin Publishes New CDIs on Clawback Rules – Addresses Cover Page Check Boxes