Our recently published report, Insider Trading Policies: A Survey of the SV150, provides an in-depth analysis of the insider trading policies filed by Silicon Valley’s largest public companies. The report examines several key elements of these policies including persons subject to the policy, quarterly blackout periods, pre-clearance requirements, gifts
Continue Reading Insider Trading Policies: A Survey of the SV150Insider Trading
REMINDER: New Insider Trading and Option Grant Disclosures for March 31 FYE Companies
Posted on
Posted in SEC Reporting
In December 2022, the U.S. Securities and Exchange Commission (SEC) adopted final rules relating to insider trading arrangements and related disclosures. Among other things, the final rules require new issuer disclosures relating to Rule 10b5-1 trading plans, insider trading policies and procedures, option grant policies and procedures, and certain option…
Continue Reading REMINDER: New Insider Trading and Option Grant Disclosures for March 31 FYE Companies