On October 10, 2023, the U.S. Securities and Exchange Commission (SEC) announced that it adopted final rules amending beneficial ownership reporting requirements under Sections 13(d) and 13(g) of the Securities Exchange Act of 1934 (Exchange Act). The final rules also update Schedules 13D and 13G to require investors to provide
Continue Reading SEC Adopts Final Rules Amending Beneficial Ownership Reporting RequirementsBeneficial Ownership
SEC Publishes Spring 2023 Regulatory Agenda
Posted on
Posted in SEC Reporting, Securities Laws
On June 13, 2023, SEC Chair Gary Gensler announced the release of the SEC’s Spring 2023 Regulatory Agenda (Regulatory Agenda), which outlines the SEC’s rulemaking priorities over the next 12 months. The Regulatory Agenda includes a total of 55 rules, with 18 rules at the proposed rulemaking stage and 37…
Continue Reading SEC Publishes Spring 2023 Regulatory Agenda